Equity Compensation Plan Information

The following table provides certain information related to our 2015 Equity and Incentive Compensation Plan as of March 31, 2021 under which our equity securities are authorized for issuance.

Plan Category

Number of Securities to Be Issued

Upon Exercise of Outstanding

Options, Warrants and Rights


Weighted-Average Exercise

Price of Outstanding Option,

Warrants and Rights

Number of Securities Remaining

Available for Future Issuance Under

Equity Compensation Plans

(Excluding Securities Reflected

in the First Column)

Equity compensation plans approved by securities holders



$ 25.23


Equity compensation plans not approved by securities holders





$ 25.23




Represents stock option awards issued in conversion of CSWC stock option awards granted prior to the Spin-Off. These Spin-Off-related conversion awards were separately authorized under the Incentive Plan, but are not included in the 1,230,000 shares available for awards under the Incentive Plan. The Company has not granted any stock option awards under the Incentive Plan’s 1,230,000 share authorization.