Security Ownership of Certain Beneficial Owners

The following stockholders are known to beneficially own more than 5% of the Company’s common stock. Except where noted in the footnotes below, the information is based on stock ownership reports on Schedule 13G filed with the SEC. Percentages have been calculated based on the number of shares outstanding as of the record date. We are not aware of any other stockholder holding 5% or more of the Company’s common stock.

In addition to the below, as of March 31, 2021, 646,876 shares of our common stock, or 4.1% of our shares outstanding, were held by The Principal Financial Group as Trustee of the Company’s Employee Stock Ownership Plan.

Name and Address of Beneficial Owner

Amount and nature

of beneficial ownership

(1)  

Percent of class

Wells Fargo & Company

420 Montgomery Street San Francisco, California 94163

1,236,526

(2) 

7.9%

BlackRock, Inc.

55 East 52nd  Street New York, New York 10055

982,440

(3) 

6.6%

 

(1)

Beneficial ownership has been determined in accordance with SEC rules.

(2)

Based on a Schedule 13G/A filed with the SEC on February 12, 2021. The filing indicates sole voting power for 28,623 shares, shared voting power for 251,561 shares, sole dispositive power for 28,623 shares and shared dispositive power for 1,205,903 shares.

(3)

Based on a Schedule 13G/A filed with the SEC on January 29, 2021. The filing indicates sole voting power for 965,414 shares and sole dispositive power for 982,440 shares.

 

 

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